I Think My Broker Was Unethical

Do you have an investment loss in which unethical behavior was involved or suspected? We may be able to offer help. When brokers or investment salespeople fail to abide by accepted sales practices and you lose money, your loss may qualify as investment theft.

You may qualify if we can prove your investment was taken with the intent to defraud you or deprive you of it. Your loss may qualify if the sales process was misleading, unsuitable, or violated any laws. If there is no reasonable expectation of recovering your loss, you may be able to receive substantial tax benefits through a Section 165 accelerated deduction. We can provide a free, no obligation consultation with your tax professional to help determine if you can benefit from our service, including an estimation of your potential tax benefits.